Swissquote Capital Markets

Reception and transmission of orders in relation to one or more financial instruments Execution of orders on behalf of clients Dealing on own account.

Safekeeping and administration of financial instruments, including custodianship and related services Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: Foreign exchange services where these are connected to the provision of investment services: Ιnvestment research and financial analysis or other forms:

Transferable securities Money-market instruments Collective investment units Securities, FX and rate derivatives Cash-settled commodity derivatives Physically-settled commodity derivatives (venue-traded) Physically-settled commodity derivatives (OTC) Credit-risk transfer derivatives Contracts for differences Climatic, freight and inflation derivatives

Agreeing to carry on a regulated activity Arranging (bringing about) deals in investments Arranging safeguarding and administration of assets Dealing in investments as agent Dealing in investments as principal Establishing/operating/winding up a personal pension scheme Making arrangements with a view to transactions in investments Managing investments Safeguarding and administration of assets (without arranging)

Alternative Debenture Certificates representing certain security Commodity Future Commodity option and option on commodity future Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet) Debenture Future (excluding a commodity future and a rolling spot forex contract) Government and public security Option (excluding a commodity option and an option on a commodity future) Personal pension scheme Rights to or interests in investments Rights to or interests in investments (Contractually Based Investments) Rights to or interests in investments (Security) Rolling spot forex contract Share Spread Bet Unit Warrant