JSE South Africa Brokers
Every trading brand on the Johannesburg Stock Exchange register that still holds a licence in force. How we verify.
- Entities
- 38
- Licences
- 42
- Jurisdiction
- 1
- Last verified
What each entry records
Registers
Each register keeps its own ink throughout the page, in this list, on the register buttons and beside every entry that holds one of its licences.
- CySEC
- Cyprus Securities and Exchange Commission, Cyprus. See its 229 entries.
- FCA UK
- Financial Conduct Authority, United Kingdom. See its 54 entries.
- FSA Seychelles
- Financial Services Authority, Seychelles. See its 232 entries.
- FSCA South Africa
- Financial Sector Conduct Authority, South Africa. See its 43 entries.
- JSE member
- Johannesburg Stock Exchange, South Africa. See its 38 entries.
Licence state
Only firms that still hold a licence in force are listed. Within that, each entry carries one state per register it appears in, so a firm can be in force in one jurisdiction and withdrawn in another.
- In force
- At least one licence held here is still active.
- Surrendering
- No active licence remains, and the most recent one is under examination for voluntary renunciation. The firm still holds it until the regulator completes the process.
- Withdrawn
- No active licence remains. The last one was withdrawn or suspended.
Class
Class is our own editorial grouping of a firm by its licence footprint and group ownership — Global, Mid-Size or Boutique. No regulator issues it, and it is not a rating. How we verify.
38 entities — sorted by brand name, ascending
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NVest SecuritiesNVest Securities (Pty) LtdJSE member: In forceVisit site NVest Securities (opens in a new tab) -
Otto1890 SecuritiesOtto1890 Securities (Pty) LtdJSE member: In forceVisit site Otto1890 Securities (opens in a new tab)
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Peresec Prime BrokersPERESEC PRIME BROKERS (PTY) LTDFSCA South Africa: In force JSE member: In forceVisit site Peresec Prime Brokers (opens in a new tab) -
PPM WealthPPM Wealth (Pty) LtdJSE member: In forceVisit site PPM Wealth (opens in a new tab) -
Prescient SecuritiesPrescient Securities (Pty) LtdJSE member: In forceVisit site Prescient Securities (opens in a new tab) -
PSG SecuritiesPSG Securities LtdJSE member: In forceVisit site PSG Securities (opens in a new tab) -
RMBRMBFSCA South Africa: In force JSE member: In forceVisit site RMB (opens in a new tab)
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SA StockbrokersSA Stockbrokers (Pty) LtdJSE member: In forceVisit site SA Stockbrokers (opens in a new tab) -
Sanlam Private WealthSanlam Private Wealth (Pty) LtdJSE member: In forceVisit site Sanlam Private Wealth (opens in a new tab) -
Standard Bank of South AfricaSTANDARD BANK OF SOUTH AFRICA LIMITEDFSCA South Africa: In force JSE member: In forceVisit site Standard Bank of South Africa (opens in a new tab) -
Sygnia SecuritiesSygnia Securities (Pty) LtdJSE member: In forceVisit site Sygnia Securities (opens in a new tab) -
TSB SecuritiesTSB Securities (Pty) LtdJSE member: In forceVisit site TSB Securities (opens in a new tab)
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UBS South AfricaUBS SOUTH AFRICA PTY LTDFSCA South Africa: In force JSE member: In forceVisit site UBS South Africa (opens in a new tab)
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Vunani SecuritiesVunani Securities (Pty) LtdJSE member: In forceVisit site Vunani Securities (opens in a new tab)
Showing 25–38 of 38 page 2 of 2